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The familial art of due diligence

The sun rises behind the skyline of lower Manhattan and One World Trade Center in New York City as a person walks through the Empty Sky 9/11 Memorial on July 22, 2023, in Jersey City, New Jersey. (
Photo: Gary Hershorn/Getty Images

This unique analogy between parental oversight and regulatory due diligence helps simplify the complexities of compliance.

Parents often find themselves asking a barrage of questions to their teenage children. Questions like “Where are you going?” “What time will you be home?” “How are you getting home?” “Who are you meeting?” All of these intrusions on their privacy may seem pesky to those on the receiving end,

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