Skip to Primary Navigation

Tokenization and SEC oversight: Six essential updates for RIAs in 2026

Businessman figurines looking at a "Stock Watch" column in a newspaper business section.
Photo: smartstock/Getty Images

Tokenized securities are still securities, and the compliance expectations for RIAs are evolving rapidly.

Tokenization has moved from a theoretical innovation to a functional component of US financial markets.

In the year ahead, RIAs face a regulatory environment in which tokenized securities are no longer experimental, but increasingly integrated into US financial markets, subject to supervision, and regulated under existing federal securities laws.

The

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience