Compliance teams across the US are facing a deluge of regulatory change. In the first eight months of this year, Securities and Exchange Commission (SEC) chair Gary Gensler proposed 26 new rules – double the number proposed in 2020 and 2021 combined. This breathless pace of rulemaking is leaving market
Waiting for the deluge
5 min read
The SEC’s aggressive rulemaking agenda is piling more pressure than ever on already resource-constrained compliance officers.