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ASIC roundup: A$10m penalty for pricing discount failures

The Australian Securities & Investments Commission’s latest actions and news, November 27 – December 1, 2023.

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Martina Lindberg

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images
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Morningstar has paid two infringement notices in greenwashing case – December 1, 2023

The Product Disclosure Statement for Morningstar Internation Shares (unhedged) Fund claimed that certain securities or sectors would be excluded based on ESG factors listed in the firm’s ESG policy. The ESG policy stated that the Fund would

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