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ASIC roundup: ‘egregious and unacceptable’ conduct

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

Martina Lindberg

6 min read
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The Australian Securities & Investments Commission’s latest actions and news, December 18 – 29, 2023.

Prospero Markets’ AFS licence suspended – December 22, 2023

The over-the-counter derivatives issuer Prospero Markets Pty Ltd had its Australian financial services (AFS) licence temporary suspended after failing to file its annual financial statement and audit report for the financial year ending June 30, 2023.  

Prospero is suspended from providing financial services until 28

ASIC’s

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