Julia Neal, Eversheds Sutherland

Julia Neal is a partner in the Financial Services Disputes and Investigations team in London.

julianeal@eversheds-sutherland.com

FCA updates guidance on when to make a notification

Changes to guidance expand circumstances in which firms need to consider making a Principle 11 notification in relation to customer redress issues.

Gregory Brandman, Eversheds Sutherland; Kari McCormick, Eversheds Sutherland; Julia Neal, Eversheds Sutherland; Sumitra Subramanian, Eversheds Sutherland; Laura Norris, Eversheds Sutherland

May 7, 2026

A general view across Royal Victoria Dock with Chase, J.P.Morgan, Citi, HSBC and Barclays bank skyscrapers in Canary Wharf and the IFS Cloud Cable Car on March 11, 2025 in London, United Kingdom.

Key facts about HMT policy statement on appointed representatives regime

HMT is proposing a regulatory gateway requiring authorized firms acting as principals to ARs to have specific FCA permission.

Tim Fosh, Eversheds Sutherland; Julia Neal, Eversheds Sutherland; Sumitra Subramanian, Eversheds Sutherland; Thomas E. Pritchard, Eversheds Sutherland

Aug 27, 2025

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