Janaya Moscony | SEC32 min read
Eversheds Sutherland2 min read
Alexander Barzacanos1 min read
Julie DiMauro14 min listen
Vlada Gurvich4 min read
Vlada Gurvich4 min read
How to comply with compliance rules on both sides of the Atlantic without being penalised.
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
If you haven’t reviewed your valuation practices recently, now would be a good time to start.