Simon Morris | CMS
-
What you need to know about the FCA’s new Enforcement Guide
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
-
FCA v BlueCrest Capital Management: Implications for regulated firms
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.