Thomas Spratley | RPC

Thomas Spratley is an associate in the Professional & Financial Risk team. He specialises in defending claims and complaints for a broad range of professionals, mainly within the financial services sector.

thomas.spratley@rpc.co.uk

Enforcement

No smoke without fire – the FCA's handling of the BSPS scandal

May 13, 2024

The UK regulator has published a letter on its handling of the British Steel Pension scheme. We ask if it is justified in its "glowing" assessment.

Latest News

Swedish FSA imposes SKr140m fine on bank for AML violations

US, Canada, EU move to bolster corporate human rights compliance

PCAOB says broker-dealer audit problems remain despite improvements

Latest News

Health Canada revises biosimilar submission requirements

HHS-OIG finds issues in Medicare Advantage prior authorization

Businesses urged to help tackle impersonator scams – 2025's most reported fraud

Latest News

CMA places search ranking and data portability requirements on Google

Estonia grants its first standalone CASP license under MiCA

Crypto comes under UK regulatory spotlight

Latest News

The next life of sustainability reporting: AI and data governance

GRIP Extra: FINRA advances remote inspection reforms, IOSCO updates secondary market disclosure standards

Podcast: Conway Dodge on the risks and opportunities of prediction markets

Latest News

Swedish FSA imposes SKr140m fine on bank for AML violations

US, Canada, EU move to bolster corporate human rights compliance

Health Canada revises biosimilar submission requirements

Thomas Spratley | RPC

No smoke without fire – the FCA's handling of the BSPS scandal