Supervision
-
Report highlights weaknesses in AML supervision among UK firms
OPBAS says the accountancy and legal sectors make a significant contribution to UK GDP, but there is significant room for improvement in supervision.
-
Shorter corporate disclosure through rule changes is aim of SEC’s Atkins
The SEC chair outlined corporate disclosure reforms he has asked SEC staff to explore, such as on executive comp and executive personal security.
-
Financial sector supervision in 2026: Swedish FSA’s priorities
Special focus will be placed on financial firms’ efforts in combating crime, risk management, and consumer protection.
-
Lietuvos Bankas sets out agenda for dialogue with financial sector
The central bank intends to hold 17 events tied to compliance-central topics such as DORA, AML, and third-party risk management.
-
ASIC urges super trustees to improve scam and fraud prevention practices
Call comes after a recent review found serious gaps in communication with fund members, raising concerns about potential harm from scammers and fraudsters.
-
Iceland’s Central Bank publishes priorities for financial market supervision
Cybersecurity, responsible business practices, and combating money laundering are among the 2026-2028 focus areas.
-
Swedish FSA warns industry on wall-crossing and MAR compliance
The call-out follows recurring suspicions of insider trading in connection to major share transactions.
-
Swish now operating under direct supervision by the Swedish FSA
Sweden’s popular instant payment service needs to comply with current risk management and anti-money-laundering rules.