-
HMT and FCA consultation on AIFM Regulations
Reforms address the overall regulatory framework for AIFMs and how rules will be made more proportional for different types of firms.
-
FCA seeks views on removing reporting and notification requirements
Proposals are part of the FCA’s five-year strategy aimed at reducing burden on businesses.
-
FCA work in review: April 15-22, 2025
Our at-a-glance guide to a busy week of FCA activity.
-
Therese Chambers: “Enforcement needs to be loud and in your face”
Senior FCA executive delivered keynote speech at the Spring Conference of NYU’s Program on Corporate Compliance and Enforcement.
-
FCA work in review: April 7-13, 2025
Our at-a-glance guide to a busy week of FCA activity.
-
FCA plans to cut fee for firms for current financial year
An increase in fines imposed on firms is likely to result in greater revenue this year, and a reduction in fee for firms that the FCA regulates.
-
Nikhil Rathi reappointed as FCA chief by UK Treasury for a second term
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
-
What firms can do to prepare for CASS 15
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.