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FINRA disciplinary action update 2024/34

Montage of person walking by the FINRA sign.
GRIP Montage: Getty Images

Disciplinary decisions issued August 24 – 30, 2024.

Bananafina LLC expelled for allegedly failing to provide documents and information

The firm has been expelled from the FINRA funding portal membership.



Owner of firm suspended and fined for allegedly making false statements


Product representative suspended and fined for allegedly falsely certifying that she had personally completed the continuing education

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