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FINRA disciplinary action update 2025/4

Disciplinary decisions issued January 25 – 31, 2025.

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Thomas Hyrkiel

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G1 Execution Services censured and fined for allegedly failing to timely report transactions

As a result of significant increases in the volume of orders executed by the firm in late 2019, the firm’s order management system (OMS) failed to report certain trades within 10 seconds during periods of high trading

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