Skip to Primary Navigation

Skip to main content

FINRA seeks public comment on the operations of modern workplaces

Image of the American flag and Capitol Building in DC.
Photo: Bettmann Archive/Getty Images
Julie DiMauro profile image

Julie DiMauro

3 min read

FINRA identified the modern workplace as an initial area of focus for its latest review, asking for specific comments from member firms.

FINRA has just launched a broad review of regulatory requirements applicable to member firms and associated persons with regard to workplace arrangements. 

In connection with this launch, FINRA has requested public comment on the scope of its review and its approach to rule modernization when it comes to the

, , , , , , , , , , , ,

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

Start free trial Sign in

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience