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How to get a handle on managing electronic communications

Mobile phone screen displaying social media Apps
Photo: Getty Images

Practical advice on how to approach complying with recordkeeping requirements and federal securities laws.

Maintaining and preserving electronic communications has become a hot topic for the US SEC after a number of cases involving reputable firms being cited for widespread recordkeeping failures with electronic communications. Long gone are the days of maintaining hard copies of communications in filing cabinets and conducting manual reviews of