Skip to Primary Navigation

Skip to main content

PCAOB dings two firms for violations related to audit recordkeeping and disclosure 

Image of some paper files on a filing cabinet.
Photo: David S. Holloway/Getty Images

Julie DiMauro

3 min read
 Click to share on Facebook (Opens in new window/tab) Click to share on Twitter (Opens in new window/tab) Click to share on LinkedIn (Opens in new window/tab) Click to share on WhatsApp (Opens in new window/tab)

Failure to document and disclose work leads to fines totalling $50,000.

The Public Company Accounting Oversight Board (PCAOB) has announced settled disciplinary orders sanctioning two audit firms. One is for violating PCAOB rules and auditing standards related to the timely assembly of a complete and accurate record of the work the firm performed, the other for failing to report key information

, , , , , , ,

Get full access, free for a month

This is a Premium article. Start your 28-day free trial to continue reading and access all content on GRIP – no payment details required.

Start free trial Sign in

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience