A business continuity plan is required in order for firm’s to manage risks and also maintain investor confidence.
A BCP is intended to ensure that a firm can:
- carry on business after a significant disruption; and
- provide clients with prompt access to their assets.
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GRIP Extra: CFTC launches Innovation Task Force, digital Euro progress advances
Our in-brief roundup of notable stories from the last week.
GRIP3 min read
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Your Canada update: Electronic trading rules, insider status, and more
CIRO offers guidance on how to notify the agency about third-party risk management control providers and when agreements with them are terminated.
Julie DiMauro1 min read
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Financial regulation 2.0: What EU regulatory evolution means for practitioners
Regulation targeting the financial sector continues to evolve. We explore the EU's future approach, where reforms are balanced with core safeguards – alongside perspectives from other key markets for the Nordic and Baltic region.
Vasilka Lalevska, Thomas Hyrkiel, Julie DiMauro, Vlada Gurvich, Jean Hurley, Hameed Shuja8 min read
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GRIP Extra: AMLA begins groundwork for direct supervision, White House unveils federal AI framework
Our in-brief roundup of notable stories from the last week.
GRIP3 min read
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GRIP Extra: McKinsey suffers AI system breach, Canada caps NSF fees
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
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Enhancements to Canada’s regulatory framework for crypto
Victoria Pinnington provides a detailed update on key current and prospective changes to crypto regulation in Canada and how firms can remain compliant.
Victoria Pinnington5 min read
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GRIP Extra: Fed terminates Wells Fargo enforcement, US mulls national security-based chip framework
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
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GRIP Extra: Anthropic clashes with Pentagon, OCC proposes GENIUS Act implementation rules
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
