MiFiD II Org Reg, Art 31

John Higgins and Maria Symeon share practical advice on documenting oversight, managing delegation, and evidencing challenge.

FCA wealth management survey points to continuing growth and consolidation and rapid adoption of tech, all the while face-to-face interaction remains dominant.

Latest figures show a strategic workforce shift, with major tech firms restructuring and offshoring.

The Australian Securities and Investments Commission’s latest actions and news, October 6 – 10, 2025.

Comprehensive register of key documents is relevant to all organizations running digital systems and needing to ensure their security.

The regulator continues to be concerned about outsourcing dependency and concentration risk and wants to obtain clarity on technology interconnectedness in the financial sector.

Some of S-Bank’s customers experienced financial losses after criminals exploited the malfunction.

How mandatory contract provisions under DORA map to existing regulatory regimes in respect of outsourcing arrangements and highlighting some of the gaps.