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NYSE Listed Company Manual Section 202.06

Requires listed companies to notify the NYSE before releasing material news that could affect trading.

Rule Overview

Jurisdiction: United States

Regulator: NYSE

Topic: Disclosure, Reporting

NYSE Listed Company Manual Section 202.06
Overview
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Further Reading

Key provisions:

  • Requires prompt public disclosure of material information.
  • Requires companies to notify the NYSE at least 10 minutes before releasing material news between 7:00 a.m. and 4:00 p.m. ET.
  • Requires submission of the announcement text to the Exchange.
  • Allows the Exchange to consider trading halts when appropriate.
  • Listed companies are prohibited from publishing material news after the official closing time for the NYSE’s trading session until the earlier of:
    • 4:05 p.m. Eastern Time or;
    • the publication of the official closing price of the listed company’s security.

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