Our in-brief roundup of notable stories from the last week.
NYSE Rule 3110.18
Permits eligible firms to perform certain branch inspections remotely while maintaining supervisory controls.
Rule Overview
Jurisdiction: United States
Regulator: NYSE
Topic: Supervision, Registration
NYSE Rule 3110.18Overview
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Article label: Quick Read
Premium article
Critical systems failure involved thousands of securities being transitioned into continuous trading without opening auctions having been conducted.
As the US approaches its 250th anniversary, SEC chair Paul Atkins used a speech at the New York Stock Exchange to outline a significant shift in regulatory philosophy.
Latest news and developments from the world of crypto.
Article label: Quick Read
The New York Stock Exchange is considering a proposal to run trading in equities 24/7.
