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Latest News
PCAOB AS 1005
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PCAOB's Broker-Dealer Audit Focus Series: Reviewing exemption reports
The auditor’s objective is to state whether one or more conditions exist that would cause one or more of the broker-dealer’s assertions not to be fairly stated.
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Dutch regulator takes a hard line on audit integrity
Joint investigations lead to fines as AFM collaborates with US Public Company Accounting Oversight Board (PCAOB) and takes direct action against local firm.
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PCAOB dings two firms for violations related to audit recordkeeping and disclosure
Failure to document and disclose work leads to fines totalling $50,000.
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GRIP Extra: House of Representatives bans WhatsApp, Germany plans to ban DeepSeek
Our in-brief roundup of notable stories from last week.
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SEC's Atkins signals 'return to regular order' at Senate subcommittee
"Regulation should be smart, effective, and appropriately tailored within the confines of our statutory authority," Atkins said.
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Republicans vote to eliminate PCAOB, reduce CFPB funding
Republicans want the SEC to assume diminished audit oversight functions, but that might be too much for the agency to handle.
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PCAOB spotlight on auditor responsibilities in making comms about illegal acts
The Spotlight reminds auditors of their obligations to make timely and appropriate communications about illegal acts by a company during an audit of its financial statements.
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SEC approves new PCAOB Quality Control Standard QC 1000
The new standard is designed to drive registered public accounting firms to significantly improve their quality control systems.