Skip to Primary Navigation

SEC adopts reporting enhancements for registered investment companies

Montage with stacks of paper and documents on boxes.
GRIP Montage: David S. Holloway/Getty Images

The SEC adopted amendments to reporting requirements on Form N-PORT so it can get more timely information about certain registered investment companies.

The SEC announced that it has adopted amendments to reporting requirements for registered mutual funds, closed-end funds, and exchange-traded funds.

By filing a new Form N-PORT report, investment advisers can provide information about a fund’s portfolio holdings and related information to help assess a fund’s risks – with the goal

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience