SEC adopts rules to broaden scope of short-sale-related data for regulators and investing public

The SEC agreed to roll out new rules aimed at boosting transparency of short selling.

On Friday, the SEC adopted new Rule 10c-1a, which will require certain people to report information about securities loans to a registered national securities association (RNSA). It will also require RNSAs to make publicly available certain information that they receive regarding those lending transactions. (The Financial Industry Regulatory

The

Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Regular podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in