SEC approves proposed rule change to FINRA Rule 3110

Move allows more formal remote inspections in recognition of changed work environment.

The Financial Industry Regulatory Authority, Inc. (FINRA) has received approval from the SEC that a proposed rule change has been accepted, enabling its remote inspections and residential supervisory location programs to be adopted.

After a voluntary, three-year pilot program, FINRA can now more formally implement remote inspections of eligible branch

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