SEC's Names Rule gets updated compliance dates
Modification allows for compliance based on timing of annual fund disclosure and reporting obligations tied to fund’s fiscal year-end.
Article label: Quick Read
The SEC has announced a six-month extension of the compliance dates for amendments to the Investment Company Act Names Rule, which addresses fund names likely to mislead investors about a fund’s investments and risks.
That means the compliance date for larger fund groups has been extended from December 11, 2025,