This article provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.
SEC Names Rule
If adopted, the amendments in the Proposal would remove Names Rule-related reporting requirements previously adopted in 2023.
Three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.
Three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.
The SEC chair outlined corporate disclosure reforms he has asked SEC staff to explore, such as on executive comp and executive personal security.
Modification allows for compliance based on timing of annual fund disclosure and reporting obligations tied to fund’s fiscal year-end.
Our US editor Julie DiMauro reflects on the events of 2023, and what they suggest 2024 might bring.
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.