ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
Widening gap between investor sentiment and geopolitical vulnerabilities calls for resilience over sudden market corrections.
The Australian Securities and Investments Commission’s latest actions and news, September 1-7, 2026.
Businessman accused of withholding valuable information that was extremely price-sensitive for the general market.
We spoke to Katie Daniels of Ropes & Gray about protecting corporate information in an age of prediction markets.
Our regular roundup of the latest news and developments from the FCA.
The AFM said the investor’s conduct posed a risk to the integrity of the financial markets and gave it solid grounds for imposing a penalty.
The regulator has published details of key enforcement actions, including arrests and bans, in its latest annual report and accounts published last week.