Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.
Please enjoy this free trial of our subscription content service, for a limited time only.
-
SEC’s Marketing Rule sweep hits nine IA firms with $1.2m in fines
The sweep sent a warning to IA firms about the importance of accuracy in advertising industry awards and touting conflict free advice.
-
Virgin Atlantic rapped by advertising watchdog over ‘misleading’ green ad
The airline claimed that its fuel was 100% sustainable and powered by cooking and animal fats.
-
Three reasons why the EDPB “consent or pay” opinion lets Meta off the hook
Do social media users have a fair choice between giving up their privacy and paying a subscription fee? Read on for reasons to be cheerful, 1, 2, 3!
-
SEC issues risk alert on Marketing Rule compliance
The latest SEC Risk Alert details observations of investment adviser compliance with the Marketing Rule from its exams staff.
-
European Parliament adopts new anti-greenwashing law
New EU laws to prohibit false environmental claims in line with UK Advertising Standards Authority guidance.
-
ESMA consults on investor protection topics linked to digitalization
The European regulator sets out its views on how firms should protect their customers in the age of digitization.
-
Senior personnel at OEP Capital Advisors emailed MNPI to investors, SEC says
The firm failed to prevent the misuse of potentially material, nonpublic information and misleading communications to current and prospective investors.
-
10 things you need to know about the EU consumer credit overhaul
At the EU level, there are changes on the horizon in relation to the Consumer Credit framework.