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Challenge in UK wholesale markets – assessing the next decade of risk
A dive into the FMSB’s findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
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FCA shares findings following UK review of algorithmic trading controls
The FCA’s review is intended to help PTFs comply with existing requirements and does not create any new obligations.
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ASIC roundup: TerraCom to pay A$7.5m after whistleblower case, more Shield-related actions
The Australian Securities & Investments Commission’s latest actions and news, August 25 – 29, 2025.
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CIRO Annual Compliance Report 2025 focuses on crypto, cyber, tech risk
Report summarizes issues and challenges dealers regulated by CIRO should focus on to improve investor protection.
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BoE’s Sarah Breeden warns against AI complacency and announces new consortium
The Bank’s deputy governor wants more done to understand benefits and risks of emerging technology.
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Learning the lessons of the Citi ‘fat finger’ trading case
The Citi case highlighted compliance deficiencies compounded by human error. Here are some practical tips to avoid making the same mistakes.
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Monsters in the deep: AI and your firm
Analysis of a speech by FPC’s Jonathan Hall on the impact of AI developments, such as trading agents, on financial stability.
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10 key things market participants should know about the EU REMIT Review
Assessing amendments to the regulation on wholesale market integrity and transparency.