Algorithmic trading
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ESMA supervisory briefing on algorithmic trading in the EU
Key points and practical implications in the areas of governance, testing, outsourcing, and pre-trade controls.
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FCA consultation paper on approach to regulating crypto-asset activities
Non-UK operators in this space should start considering the proposed requirements and how they intend to structure their UK business models.
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Challenge in UK wholesale markets – assessing the next decade of risk
A dive into the FMSB’s findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
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FCA shares findings following UK review of algorithmic trading controls
The FCA’s review is intended to help PTFs comply with existing requirements and does not create any new obligations.
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ASIC roundup: TerraCom to pay A$7.5m after whistleblower case, more Shield-related actions
The Australian Securities & Investments Commission’s latest actions and news, August 25 – 29, 2025.
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CIRO Annual Compliance Report 2025 focuses on crypto, cyber, tech risk
Report summarizes issues and challenges dealers regulated by CIRO should focus on to improve investor protection.
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BoE’s Sarah Breeden warns against AI complacency and announces new consortium
The Bank’s deputy governor wants more done to understand benefits and risks of emerging technology.
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Learning the lessons of the Citi ‘fat finger’ trading case
The Citi case highlighted compliance deficiencies compounded by human error. Here are some practical tips to avoid making the same mistakes.