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FINRA flags AI use recommendations in 2026 report
Trends in AI listed for the first time.
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How Apollo, Soros and others spotted red flags at First Brands
Small group of lenders avoided losses on car parts supplier’s collapse by refusing credit or cutting exposure.
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BDO and two former partners fined £6.1m total by FRC over faked audit evidence
The misconduct included the fabrication and falsification of documents as well as the unauthorized use of electronic signatures.
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PCAOB issues guidance on evaluating reliability of electronic audit evidence
A new staff publication outlines how auditors should assess the trustworthiness of external information that companies provide in electronic form.
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ASIC roundup: Infringement notice for Nexia Perth Audit, and misleading ESG conduct
The Australian Securities and Investments Commission’s latest actions and news, September 29 – October 3, 2025.
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ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
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GRIP Extra: SEC–CFTC harmonize regulatory stances, China’s former top securities regulator investigated
Our in-brief roundup of notable stories from the last week.
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Asia-Pacific in focus: August 2025 at a glance
Our latest roundup of the key developments in the financial regulation industry across the Asia-Pacific region.