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ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
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GRIP Extra: SEC–CFTC harmonize regulatory stances, China’s former top securities regulator investigated
Our in-brief roundup of notable stories from the last week.
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Asia-Pacific in focus: August 2025 at a glance
Our latest roundup of the key developments in the financial regulation industry across the Asia-Pacific region.
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GRIP Extra: Trump fires Fed Governor Lisa Cook, red flags raised over Chinese money laundering
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: JP Morgan to settle 1MDB claims for $330m, CVS Caremark fined $290m for Medicare fraud
Our in-brief roundup of notable stories from the last week.
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OPINION: The dangers of cutting audit regulation
There have been growing calls from the UK’s financial services sector for cuts to audit regulation.
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ASIC’s new enforcement priorities focus on cost-of-living pressures
Australian regulator’s enforcement priorities include focus on businesses trying to avoid consumer credit protections, and debt management.
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SEC approves new PCAOB audit standards
Approved changes include updates to auditing standards and a critical rule change that will lower the standard of culpability for individual misconduct.