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In this session, Lindsay Moilanen, Assistant Regional Director at the SEC, outlined the Commission’s current priorities.
SAP SE agreed Wednesday to pay the DOJ and SEC around $222m in penalties to resolve FCPA offenses.
The Australian Securities & Investments Commission’s latest actions and news, December – December 4 – 15, 2023.
The Australian Securities & Investments Commission’s latest actions and news, October 9 – 13, 2023.
Outdoor advertising company resolves US probe into bribes allegedly paid in China, plus chemical company settles over multiple FCPA violations.
State examiners identified shortcomings in registration, books and recordkeeping, supervision and compliance as well as contracts and fees.
The Australian Securities & Investments Commission’s latest actions and news, August 28 – September 1, 2023.
3M will pay the SEC $6.5m in penalties and disgorgement to resolve FCPA charges related to its subsidiary in China.