CAT
-
Atkins glosses SEC agenda in House speech
The SEC chief touched on his plans to “Make IPOs great again,” review the costs of the Consolidated Audit Trail and PCAOB, and support crypto clarity.
-
FINRA to revise day trading to attract more retail investors
Going to the SEC for approval are also proposals for revised corporate financing rules, outside activities requirements, and an increase to the gift limit.
-
Clear crypto rules top priority as SEC unveils Spring 2025 regulatory agenda
SEC wants to provide more crypto regulatory clarity, plus support capital formation and narrow disclosure mandates.
-
CAT might not have nine lives after Eleventh Circuit rules against funding model
An appeals court struck down the SEC’s funding plan for its Consolidated Audit Trail in a decision that adds pressure on the SEC.
-
SEC Chair Paul Atkins sets pro-innovation tone in first public remarks
Could new rulemakings reshape how registrants operate in digital markets?
-
SIFMA conference highlights efficient, dynamic US equity markets
Rapid structural change is, however, leading to some industry challenges, which are accentuated by changes in investors’ needs
-
Citadel Securities gives SEC a wish list for rule changes, more clarity
Citadel Securities released a white paper laying out policy recommendations for the SEC and exchanges it regulates.
-
The CAT is in danger, says Barron’s
The Consolidated Audit Trail (CAT) is a powerful tool to detect market manipulation, but the industry is complaining about skyrocketing costs.