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Latest News
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Podcast: Adria Perez and Kate Seikaly on civil and criminal trade compliance, False Claims Act, and tariff origin checks
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GRIP Extra: FINRA appoints new Board of Governors members, DOJ pushes for Powell prosecution
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Podcast: Christopher Wimmer on cross-border investments, critical minerals, and compliance in Canada
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- Industry
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CFD providers may be failing to deliver fair value to consumers, FCA warns
The regulator said there is evidence of good practice too, but that firms can do better in adhering to the Consumer Duty.
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FCA work in review: October 28-November 4, 2025
Our regular roundup of the latest news and developments from the FCA.
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ASIC roundup: HSBC and Binance sued, more Courtenay House case developments
The Australian Securities & Investments Commission’s latest actions and news, December 16 – 24, 2024.
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FCA work in review August 12-16, 2024
PwC has received the first fine imposed on an auditor by the FCA, plus more enforcement actions.
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Latest finfluencer case sees nine charged
Charges relate to unauthorized financial promotions of FX and CFDs.
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FCA work in review April 15 – May 17, 2024
It’s been a relatively quiet period as far as FCA announcements go, so the latest in our regular series of roundups covers a month.
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FCA work in review April 15 – 28 2024
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
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Welcome to the Wild West – how crypto fever clouded business judgment
Serious questions of regulation and due diligence are raised in a fascinating new book about crypto and sport.