Kevin Kinsella2 min read
Kevin Kinsella2 min read
Hameed Shuja3 min read
Thomas Hyrkiel7 min read
Jean Hurley3 min read
Alexander Barzacanos38 min listen

The regulator said there is evidence of good practice too, but that firms can do better in adhering to the Consumer Duty.
Hameed Shuja3 min read

Our regular roundup of the latest news and developments from the FCA.
Carmen Cracknell2 min read

The Australian Securities & Investments Commission’s latest actions and news, December 16 – 24, 2024.
Martina Lindberg8 min read

PwC has received the first fine imposed on an auditor by the FCA, plus more enforcement actions.
Martin Cloake3 min read

Charges relate to unauthorized financial promotions of FX and CFDs.
Carmen Cracknell1 min read

It’s been a relatively quiet period as far as FCA announcements go, so the latest in our regular series of roundups covers a month.
Martin Cloake3 min read

A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
Martin Cloake3 min read

Serious questions of regulation and due diligence are raised in a fascinating new book about crypto and sport.
Martin Calladine12 min read