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CIRO
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CIRO Annual Compliance Report 2025 focuses on crypto, cyber, tech risk
Report summarizes issues and challenges dealers regulated by CIRO should focus on to improve investor protection.
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Canada’s FINTRAC and CIRO publish FY24 annual enforcement reports
Besides investigating suspicions of violations and bringing enforcement actions, FINTRAC offers tools to firms to help them mitigate money laundering and terrorist financing risks.
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Navigating the business continuity regulatory landscape in Canada
Three in every four companies without a business continuity plan fail within three years of a natural disaster. Max Veve assesses Canadian regulation designed to prevent this.