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CIRO
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CIRO advances phase 2 of its UMIR Guidance Update Project
The guidance clarifies trading rules expectations without imposing additional obligations.
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GRIP Extra: HSBC to book $1.1B provision after losing Madoff appeal, EU coordinates enforcement on GDPR transparency
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: Newsom signs AI transparency bill, ESMA publishes 2026 work program
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: CFTC/SEC again extend Form PF compliance, AMF pushes for stronger ESMA oversight
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: FDA targets “deceptive” pharma advertising, Canada’s OFSI toughens penalty stance
Our in-brief roundup of notable stories from the last week.
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Canada’s CIRO releases its annual report for 2025 fiscal year
CIRO is the pan-Canadian self-regulatory organization that oversees investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity markets.
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Canada regulatory roundup: OFSI cuts red tape, CIRO discovers cyber breach
This week’s highlights in Canadian financial regulation.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.