CIRO
-
GRIP Extra: Newsom signs AI transparency bill, ESMA publishes 2026 work program
Our in-brief roundup of notable stories from the last week.
-
GRIP Extra: CFTC/SEC again extend Form PF compliance, AMF pushes for stronger ESMA oversight
Our in-brief roundup of notable stories from the last week.
-
GRIP Extra: FDA targets “deceptive” pharma advertising, Canada’s OFSI toughens penalty stance
Our in-brief roundup of notable stories from the last week.
-
Canada’s CIRO releases its annual report for 2025 fiscal year
CIRO is the pan-Canadian self-regulatory organization that oversees investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity markets.
-
Canada regulatory roundup: OFSI cuts red tape, CIRO discovers cyber breach
This week’s highlights in Canadian financial regulation.
-
GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
-
Sales before service? Regulators scrutinize Canada’s bank-branch investment culture
A joint OSC-CIRO report reveals how sales targets and limited fund options may be putting client interests and workplace equity at risk.
-
GRIP Extra: Jane Street denies market manipulation, Google faces EU antitrust complaint over AI overviews
Our in-brief roundup of notable stories from last week.