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Latest News
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Canada’s CIRO releases its annual report for 2025 fiscal year
CIRO is the pan-Canadian self-regulatory organization that oversees investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity markets.
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Canada regulatory roundup: OFSI cuts red tape, CIRO discovers cyber breach
This week’s highlights in Canadian financial regulation.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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Sales before service? Regulators scrutinize Canada’s bank-branch investment culture
A joint OSC-CIRO report reveals how sales targets and limited fund options may be putting client interests and workplace equity at risk.
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GRIP Extra: Jane Street denies market manipulation, Google faces EU antitrust complaint over AI overviews
Our in-brief roundup of notable stories from last week.
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FINTRAC fines Canaccord for AML deficiencies
The case highlights the importance of conducting media checks for high-risk clients.
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GRIP Extra: Ex Goldman partner sentenced, Republicans to limit state AI regulation
Our in-brief roundup also includes China’s new crypto ownership restrictions, Trump’s tariffs, and a multimillion dollar CIRO fine.
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GRIP Extra: Bitcoin hits record high, SEC commissioner slams deregulation
Other news includes China threatening legal action against companies taking US guidance not to buy Chinese chips, and the UK sanctioning an accountant for buying oil tankers for Lukoil.