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Compliance controls
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Macquarie Bank fined for inadequate risk management practices
A trader was able to circumvent the bank’s controls in order to hide his losses for almost two years.
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Podcast: Christian Hunt on compliance “in the wild” and the risks of AI data bias
Human Risk founder Christian Hunt believes a behavioral science-led approach can mitigate risk and lead to desirable outcomes in business and compliance.
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Poloniex, virtual currency, and the need for strong sanctions compliance regimes
Serious shortcomings in compliance and internal controls meant that customers in sanctioned jurisdictions were permitted to use the platform to trade.