As enforcement priorities evolve and new areas of risk emerge, insurance coverage remains a vital component of managing the financial exposure associated with FCA investigations and litigation.
Diversity & inclusion
Industry response as FCA and PRA says it will not update rules on diversity and inclusion and will pause non-financial misconduct action.
As some of the biggest institutions wind down their DEI programs, Harriet O'Brien from Danesmead ESG looks at what will happen next.
Also in the news this week SEC charges in pre-IPO scheme; another sentence connected to Brazil's Odebrecht and a Singapore graft investigation results in charges against tycoon.
This was arguably one of the most insightful sessions at the ‘must attend’ event for surveillance experts on the sellside and buyside.
Trade association assesses market trends while regulator pulls together guidance on Reg BI.