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SIFMA issues State of the Industry Briefing, FINRA recaps on Reg BI

Traders on NYSE floor
Photo: Eduardo Munoz Alvarez/Getty Images

Julie DiMauro

5 min read
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Trade association assesses market trends while regulator pulls together guidance on Reg BI.

Insights into key trends in the capital markets, along with an overview of priorities on behalf of members in the year ahead, were shared at the annual State of the Industry Briefing from the Securities Industry and Financial Markets Association (SIFMA) last week. SIFMA President and CEO Kenneth Bentsen

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