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What you need to know about the FCA’s new Enforcement Guide
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
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What you need to know about the new UK Stewardship Code
Voluntary UK Stewardship Code is widely adopted in the asset management industry.
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MiFID onshoring continued: PRA Consultation Paper CP9/25
The consultation is relevant to PRA-authorized banks, building societies and designated UK investment firms.
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OPINION: What the FCA’s five-year strategy means in practice
Will Handbook simplification, wordcount reduction and changes toward regulatory automation lead to a smoother supervisory process?
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
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Restrictions on bonuses relaxed for UK senior bankers
Top bankers will be able to access their bonuses faster as regulators relax City deferral and clawback rules.
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Compliance & Conversation: Making the most of SMCR
Seung Earm and Mark Taylor discussed the Senior Managers & Certification Regime at Global Relay’s gathering of compliance professionals.
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Bankers’ bonus cap axed in bid to boost UK competitiveness
UK bankers can make unlimited bonuses again.