FCA Handbook
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FCA updates guidance on when to make a notification
Changes to guidance expand circumstances in which firms need to consider making a Principle 11 notification in relation to customer redress issues.
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A comprehensive guide to the FCA’s new non-financial misconduct rules
The new guidance provides a formal regulatory definition, centering on bullying, harassment, and violence.
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Consumer Composite Investments replace UK PRIIPs
The new disclosure framework for retail investment products replaces PRIIPs and aligns with the Consumer Duty,
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FCA completes the puzzle and finalizes guidance on non-financial misconduct
Moving from soft culture to hard rules, the FCA explicitly categorizes serious NFM as a breach of regulatory conduct standards.
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FCA proposals to promote good business practices amongst crypto firms
The FCA plans to extend the High-Level Standards in the FCA Handbook to cryptoasset firms in line with FSMA-authorized entities.
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What you need to know about the FCA’s new Enforcement Guide
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
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What you need to know about the new UK Stewardship Code
Voluntary UK Stewardship Code is widely adopted in the asset management industry.
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MiFID onshoring continued: PRA Consultation Paper CP9/25
The consultation is relevant to PRA-authorized banks, building societies and designated UK investment firms.