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The Commission started more investigations, yet criticism still present as total fines and civil penalties decreased substantially.
Cases continue to show why fraud victims must have the right to sue banks to recover their losses.
As our popular podcast makes its debut on Spotify, we select some of our favorite episodes from our first year of broadcast.
Our at-a-glance guide to recent FCA activity.
The UK SFO’s bungled investigation into Kazakh mining operation ENRC offers lessons for financial compliance professionals.
Mark Taylor of Ibex Compliance identifies the key learning points from the FCA’s action against Starling Bank.
The regulator will meet with groups to explore the transparency proposals but not everyone is convinced continuing along this path is the best way forward.
Martin Woods provides some insight as to what happened at Wachovia Bank and how he discovered the money laundering.