Financial Services and Markets Bill – Global Relay Intelligence & Practice

Financial Services and Markets Bill

Enforcement

Regulation redux June 2023: UK enforcement

July 14, 2023

Gavin Stewart’s regular roundup of the latest events covering compliance and UK regulation.

Gavin Stewart4 min read
ESMA

EU regulators consult on the first batch of DORA standards on ICT risk

June 29, 2023

New standards add more detail to the obligations businesses face around ICT risk.

Jean Hurley4 min read
FCA

OPINION: How should UK financial regulators be held to account?

June 27, 2023

Macfarlanes assess regulatory accountability issues and how they should be addressed.

David Gauke | Macfarlanes, Alexandra Green | Macfarlanes, Gavin Haran | Macfarlanes, Michael Sholem | Macfarlanes4 min read
FCA

FCA confirms changes to UK equity markets transparency regime

May 11, 2023

New timetable set for changes to the UK equity markets transparency regime. The new regime will also affect trading in non-equity instruments.

Tom Callaby | CMS3 min read
Compliance

Operational resilience lessons from TSB – the new ‘due diligence’ duty

February 8, 2023

The huge fine levied on TSB in the UK underlines the trend towards requiring proactivity in compliance.

Alex Viall4 min read