Financial Services and Markets Bill
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Regulation redux June 2023: UK enforcement
Gavin Stewart’s regular roundup of the latest events covering compliance and UK regulation.
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EU regulators consult on the first batch of DORA standards on ICT risk
New standards add more detail to the obligations businesses face around ICT risk.
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OPINION: How should UK financial regulators be held to account?
Macfarlanes assess regulatory accountability issues and how they should be addressed.
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FCA confirms changes to UK equity markets transparency regime
New timetable set for changes to the UK equity markets transparency regime. The new regime will also affect trading in non-equity instruments.
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Operational resilience lessons from TSB – the new ‘due diligence’ duty
The huge fine levied on TSB in the UK underlines the trend towards requiring proactivity in compliance.