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Podcast: Jeannette Lichner on the evolution of financial services
In the latest GRIP podcast episode, we touch on technological change, flexible work, and switching careers.
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ASIC’s Sarah Court pledges ‘decisive action’ for 2024
After a busy year and a landmark victory, The Australian Securities & Investments Commission is taking on new priorities.
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ASIC roundup: Multiple frauds and dishonest conduct
The Australian Securities & Investments Commission’s latest actions and news, October 30 – November 3, 2023.
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ASIC roundup: recordkeeping failures, and disqualified directors
The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.
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Singaporean authorities propose shared responsibility framework for phishing scams
The Monetary Authority of Singapore and Infocomm Media Development Authority aim to strengthen accountability.
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ASIC urges stakeholders to improve reporting and audit obligations
Inadequate operating and financial review disclosures top list of shortcomings as A$215m adjusted in one year.
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ASIC obtains over A$700,000 for financial reporting failures
The Commission prosecuted 36 companies between January 1 – June 30, 2023.
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ASIC roundup: unconscionable conduct over account fees, and trading concerns
The Australian Securities & Investments Commission’s latest actions and news, September 18 – 22, 2023.