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ASIC roundup: DOD Bookkeeping fined A$11m, and adviser permanently banned

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GRIP Montage: ASIC/Getty Images

Martina Lindberg

3 min read
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The Australian Securities & Investments Commission’s latest actions and news, April 22 – May 2, 2025.

Neville Allan Kendrick permanently banned – May 1, 2025

Neville Allan Kendrick, a former Western-Australia-based financial adviser, has been permanently banned from working in financial services after multiple failures.

ASIC found that he provided financial services without a license or being authorized to do so, made “materially misleading statements” to persuade investors, and

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