FINRA’s margin overhaul replaces fixed day trading thresholds with a real-time, exposure-based framework, shifting risk control from static rules to continuous intraday monitoring.
FINRA’s margin overhaul replaces fixed day trading thresholds with a real-time, exposure-based framework, shifting risk control from static rules to continuous intraday monitoring.
Disciplinary decisions issued December 21 – 31, 2024.