Market surveillance

Discussion at the latest session of Global Relay’s regular industry meet-up also covered interaction with regulators, non-financial misconduct practice, and market abuse.

Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.

Agency says rules do not reflect modern environment and change could generate aggregate annual savings of up to $45.6m.

The rise of cryptocurrencies has brought with it both opportunities and challenges. So what does this new crypto ecosystem mean for compliance professionals?

The upgrade comes as the agency anticipates increased regulatory power over digital assets.

Proliferation of venues and assets, data challenges as well as rapid technological change identified as key concerns.

Common risks asset managers are facing as a result of their day-to-day trading activities.

ACER has launched a public consultation on changes to the Annex of the REMIT Implementing Regulation concerning data reporting in wholesale energy markets.