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Common risks asset managers are facing as a result of their day-to-day trading activities.
ACER has launched a public consultation on changes to the Annex of the REMIT Implementing Regulation concerning data reporting in wholesale energy markets.
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
Market Watch 79 includes specific examples of failures and the results of a review of automated surveillance model testing.
The changes are intended to give the regulator better insight into large positions and exposures in the futures and options markets.
The report takes in the first year of the FCA’s three-year plan, including work on protecting consumers, ESG and crypto regulation.