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Podcast: David Berman and Emily Lemaire of Covington on greenwashing and bluewashing
We spoke to David Berman and Emily Lemaire about greenwashing your products, your services and your firm. Tips and best practices.
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Consumer Duty, bundling, reporting and DORA discussed at compliance roundtable
Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
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A roadmap to the Overseas Funds Regime
The OFR is set to redefine how non-UK domiciled funds can be marketed to UK retail investors based on the principles of equivalence.
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Pizza Hut fined A$2.5m for sending 10 million spam messages
The company sent out millions of emails and text messages without consent or the option to unsubscribe.
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Key changes to EU fund regime as AIFMD II enters into force
An overview of the most significant features of AIFMD II that fund managers should know.
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Eight out of 10 of Sweden’s top influencers promote illegal online casinos
Top influencers on Twitch have been advertising casinos without proper license to operate in Sweden.
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Italy’s Garante fines Enel Energia over €79m for data privacy violations in telemarketing
The italian data protection watchdog has issued its biggest fine to date.
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FINRA report: Crypto marketing presents potential violations risk
Roughly 70% of distributed materials between July and September 2022 reviewed by FINRA showed “potential substantive violations” of its Rule 2210.