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ICO hits sole trader with £200,000 fine for sending nearly one million spam texts
The penalty is for breaches of PECR which govern unsolicited electronic marketing.
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Taking on crypto’s major compliance challenges
The rise of cryptocurrencies has brought with it both opportunities and challenges. So what does this new crypto ecosystem mean for compliance professionals?
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Synapse Brokerage CEO and CCO charged with misconduct by FINRA
Key alleged shortcomings include unreasonable supervision as well as failing to maintain books and records.
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Negotiating the era of digital accountability
Why communication archiving, insider trading regulations and audit tech are effective guardrails for global financial markets amid times of volatility.
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Meta fined $220m for violating consumer laws and data protection rights in Nigeria
The company was found engaging in repeated conduct of “abusive, and invasive practices” against users in Nigeria.
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Finnish organizations find protection with Traficom’s SMS service
Scam texting to be more difficult as more than 70 organizations register for text Sender IDs with Finnish Transport and Communications Agency.
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The EU Digital Markets Act: What you need to know
The DMA has an extra-territorial effect, applying to companies that provide services in the EU regardless of where they are based.
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FINRA Annual 2023: Redefining communications compliance for the digital age
Our final report from FINRA Annual 2023 covers a fascinating discussion on new communication technologies.