- Regulation
- Technology
- Resources
Latest News
- Industry
MiFIDPRU 7.10.6
-
Dealers in principal under the regulatory spotlight
High level summary of the FCA’s supervisory priorities vis-a-vis Principal Trading Firms – key takeaways and top tips.
High level summary of the FCA’s supervisory priorities vis-a-vis Principal Trading Firms – key takeaways and top tips.