A key takeaway is that data challenges persist, despite being continually flagged for years.
Non-financial misconduct
45,000 firms will now be subject to NFM regulations. What can they do to prepare?
Insights from the recent hedge funds event at Global Relay’s London offices. We discuss the change, the pain, and offer up some advice.
The new guidance provides a formal regulatory definition, centering on bullying, harassment, and violence.
Firms should take steps now to identify and mitigate NFM-related risks, including improving culture (a key driver of good conduct).
The most dangerous phrase in a boardroom isn’t "we’re losing money" – it’s "we all agree."
Insights from the recent hedge funds event at Global Relay's London offices.
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.