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FCA work in review: December 22, 2025-January 15, 2026
Our regular roundup of the latest news and developments from the FCA.
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FCA says firms must help retail investors understand complex ETP risks
The regulator has raised concerns over some firms having weaker controls, and limited assessment of customers’ experience and knowledge of ETP-associated risks.
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New framework proposed to improve performance of UK pension funds
A new color-rating method will be used to show how individual pensions are performing. Under-performers will be pushed to either improve or leave the market.
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ASIC roundup: Court upholds A$250m penalty on ASX, Netwealth to pay over A$100m in compensation
The Australian Securities and Investments Commission’s latest actions and news, December 15 – 19, 2025.
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ASIC roundup: Diversa sued, A$2.2m in infringement notices issued
The Australian Securities and Investments Commission’s latest actions and news, December 8 – 12, 2025.
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FCA work in review: December 4-10, 2025
Our weekly roundup of the latest news and developments from the FCA.
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ASIC roundup: Cbus ordered to pay A$23.5m, actions on EOS and its CEO
The Australian Securities and Investments Commission’s latest actions and news, November 24 – 28, 2025.
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ASIC roundup: Shadow director charged with fraud, A$375,600 infringement notices
The Australian Securities and Investments Commission’s latest actions and news, November 17 – 21, 2025.