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ASIC roundup: ALAMMC Group companies ordered to be wound up, and dismissed claims
The Australian Securities and Investments Commission’s latest actions and news, October 13 – 17, 2025.
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Lord Vallance demands UK pensions unlock billions for domestic tech investment
UK pension schemes described as dangerously “underexposed” to domestic innovation like AI, Life Sciences, and Quantum Technology.
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FCA backs growth as it outlines 2025 priorities
The regulator laid out a five-year strategy aimed at helping consumers make better investment decisions.
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FCA consults on rulebook changes resulting from new targeted support regime
Proposed changes include those to the SYSC, COBS, ICOB and SUP handbook modules.
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ASIC roundup: TerraCom to pay A$7.5m after whistleblower case, more Shield-related actions
The Australian Securities & Investments Commission’s latest actions and news, August 25 – 29, 2025.
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Multiple actions connected to Shield Master Fund taken by ASIC
Actions against eight parties relating to the failure of the Shield fund were taken during week 35.
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ASIC roundup: Insider trading, and Mercer Super sued
The Australian Securities & Investments Commission’s latest actions and news, August 11 – 15, 2025.
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Trump’s EO opens door for 401(k) retirement plans to invest in PE and crypto
President Trump signed an executive order that will let Americans invest their 401(k) retirement savings in cryptocurrency, private equity and real estate.